Thomas Hin Yee Mo
毛衍懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hin Yee Mo (毛衍懿), CE reference AEP389. Currently licensed at 3 firm(s): Hantec Wealth Management Company Limited, Hantec Securities Co. Limited, Hantec Futures Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-05 | present |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-07-28 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2014-03-05 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-30 | 2011-07-28 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |