Thomas Hin Yee Mo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hin Yee Mo (毛衍懿), a licensed Responsible Officer with CE reference AEP389. Currently licensed at 3 firm(s): Hantec Wealth Management Company Limited, Hantec Securities Co. Limited, Hantec Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 - Advising on securities | 2022-06-02 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 - Asset management | 2022-06-02 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-05 | present |
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-07-28 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2014-03-05 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-30 | 2011-07-28 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-05-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-05-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-14 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Hin Yee Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.