Yuen Leung Ku
古苑良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Leung Ku (古苑良), a licensed Representative with CE reference AEE533. Currently licensed at 2 firm(s): Hantec Futures Limited, Hantec Securities Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-13 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-03 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-10 | 2016-07-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2016-07-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-27 |