Shui Yin Poon
潘瑞燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Yin Poon (潘瑞燕), CE reference ALP825. Currently licensed at 1 firm(s): Aspen Hill Partners (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-12-17 | present |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-12-17 | 2015-01-09 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-17 | 2008-12-07 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-17 | 2008-12-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-07 | 2007-03-17 |