Maximilian Edward Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximilian Edward Johnson, a licensed Responsible Officer with CE reference BAT994. Currently licensed at 1 firm(s): Asia Pacific Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 - Advising on securities | 2021-05-10 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 - Asset management | 2021-05-10 | present |
| Asia Pacific Investment Advisors Limited |
RO | Type 6 - Advising on corporate finance | 2019-02-18 | present |
| Asia Pacific Investment Advisors Limited |
Rep | Type 6 - Advising on corporate finance | 2018-09-11 | 2019-02-18 |
| TTB Partners Limited |
RO | Type 1 - Dealing in securities | 2017-05-31 | 2018-02-27 |
| TTB Partners Limited |
RO | Type 6 - Advising on corporate finance | 2017-05-31 | 2018-02-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-01-24 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2013-01-24 | 2016-10-05 |