Wai Yan Law
羅偉仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Law (羅偉仁), CE reference AMH034. Currently licensed at 3 firm(s): Hantec Wealth Management Company Limited, Hantec Securities Co. Limited, Hantec Futures Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-28 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-28 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-16 | present |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-16 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-18 | 2023-01-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-26 | 2023-01-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-26 | 2023-01-29 |