Trini Chi Suen Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trini Chi Suen Tsang (曾熾暄), a licensed Responsible Officer with CE reference AAC491. Currently licensed at 4 firm(s): Wocom Foreign Exchange Co. Limited, Wocom Investment Management Limited, Wocom Limited, Wocom Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2016-03-21 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 - Advising on securities | 2012-11-16 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 - Asset management | 2012-07-30 | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-05-05 | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-10 | present |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-11-20 | 2016-03-21 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 9 - Asset management | 2006-02-02 | 2012-07-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-07-22 | 2008-05-05 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-06 | 2005-05-10 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Trini Chi Suen Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.