Trini Chi Suen Tsang
曾熾暄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trini Chi Suen Tsang (曾熾暄), CE reference AAC491. Currently licensed at 4 firm(s): Wocom Foreign Exchange Co. Limited, Wocom Investment Management Limited, Wocom Limited, Wocom Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-03-21 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | 2012-11-16 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2012-07-30 | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-05 | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-10 | present |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-20 | 2016-03-21 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-02-02 | 2012-07-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-22 | 2008-05-05 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-06 | 2005-05-10 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |