Zuoyang Yuan
袁左陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zuoyang Yuan (袁左陽), CE reference BNY028. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-31 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-31 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2024-10-31 | 2025-06-04 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-14 | 2022-08-18 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-14 | 2022-08-18 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 — Asset management | 2022-02-14 | 2022-08-18 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-06 | 2021-08-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2021-08-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-07-06 | 2021-08-31 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-08 | 2021-08-31 |