Kuang-Yi Hsiao
蕭光一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuang-Yi Hsiao (蕭光一), CE reference AOD096. Currently licensed at 1 firm(s): Invesco Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2023-01-31 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2023-01-31 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | 2023-01-31 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2023-01-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2010-04-30 | 2023-01-31 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-30 | 2021-12-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2006-11-06 | 2023-01-31 |