Richard Michael Batten
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Michael Batten, CE reference BMR637. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-04-03 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2018-04-03 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-04-03 | 2022-09-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-04-03 | 2022-09-19 |