Desmond On Ching Lau
劉安正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond On Ching Lau (劉安正), CE reference AMP291. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-09-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2022-09-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-09-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2022-09-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2022-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-07 | 2022-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2022-09-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-02-07 | 2022-09-01 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-03-20 | 2007-01-13 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-21 | 2007-01-13 |