Hong Kong SFC Licensed Individuals Directory

Xu Zhao CE BRY280 - active, ICBC UBS Asset Management (International) Company Limited Han (SFC:BPL438) Chen CE BPL438 - active, ICBC UBS Asset Management (International) Company Limited Jiachen Geng CE BNM912 - active, Fullgoal Asset Management (HK) Limited Heng Gu CE BPW537 - active, ICBC UBS Asset Management (International) Company Limited Xuesong Guo CE BWQ673 - active, ICBC UBS Asset Management (International) Company Limited Zipeng Li CE BPT217 - active, ICBC UBS Asset Management (International) Company Limited Ting Liu CE BQJ819 - active, ICBC UBS Asset Management (International) Company Limited Xin (SFC:BXN143) Liu CE BXN143 - active, ICBC UBS Asset Management (International) Company Limited Yang (SFC:BPB343) Lu CE BPB343 - active, ICBC UBS Asset Management (International) Company Limited Shilun Qu CE BXH555 - active, ICBC UBS Asset Management (International) Company Limited Wenzhuo Wang CE BVK835 - active, ICBC UBS Asset Management (International) Company Limited Wang Xi CE BOE256 - active, ICBC UBS Asset Management (International) Company Limited Hanjin Xiao CE BXC820 - active, ICBC UBS Asset Management (International) Company Limited Fangyu Zhou CE BQM695 - active, Hong Kong International Capital Management Limited Lin Zhu CE BWV829 - active, ICBC UBS Asset Management (International) Company Limited Ling Chau CE ANU529 - active, IMO Asset Management Limited Xinliang Lu CE AQM135 - active, IMO Asset Management Limited Yi Ling Hui CE BUA587 - active, IMO Asset Management Limited Gina Yuet Yee Leung CE ADO299 - active, INCU Corporate Finance Limited Pui Ki So CE BID017 - active, INCU Corporate Finance Limited Wai Lam So CE ALN185 - active, INCU Corporate Finance Limited Yee Man Wat CE BJX742 - active, INCU Corporate Finance Limited Chak Sum Ho CE AWD297 - active, Wicens International Securities Limited Danfeng Xiao CE BVT511 - active, INSIGHTNOVA CAPITAL LIMITED Mei Yan Chan CE AGJ221 - active, INV Advisory Limited Alan Zhe Xia CE BTW183 - active, INV Advisory Limited Eunice Yu CE AYG287 - active, INV Advisory Limited Hoi Chung Yip CE AFD123 - active, INV Partners Limited Wei (SFC:BTX367) Zhou CE BTX367 - active, INV Partners Limited Kai-Yu Kenneth Huang CE BIO892 - active, IP Investment Management (HK) Limited Chak Ming So CE BOJ610 - active, IP Investment Management (HK) Limited Selina Marie Elizabeth Williams CE BCY147 - active, IP Investment Management (HK) Limited Benjamin Ernest John Willsher CE BVI019 - active, IP Investment Management (HK) Limited Monicca Amar CE BRM449 - ceased Wah Lam CE BUW218 - active, IP Investment Management (HK) Limited Grant Louis Reynolds CE BCY151 - ceased Chi Lok Wong CE BEK843 - active, IP Investment Management (HK) Limited Kwok Kuen Chung CE AMX446 - active, IPP Financial Advisers Limited Wing Tung Pang CE ASU232 - active, IPP Financial Advisers Limited King Sin Chan CE BTS599 - active, IPP Financial Advisers Limited Lok Yin Chan CE BXI762 - active, IPP Financial Advisers Limited Grace Sze Yan Chan CE BWB556 - active, IPP Financial Advisers Limited Wai Shan Chan CE BTZ317 - active, IPP Financial Advisers Limited Wai Tsun Michael Chan CE BTZ315 - active, IPP Financial Advisers Limited Yuk Kwan Chan CE AZK695 - active, IPP Financial Advisers Limited Ka Yan Chau CE BTY835 - active, IPP Financial Advisers Limited Ching Kuen Chen CE AXG144 - active, IPP Financial Advisers Limited Pearl Pui Hang Cheng CE AZX306 - active, IPP Financial Advisers Limited Louisaanne Tsz Yan Cheng CE ARE602 - active, IPP Financial Advisers Limited Yuen Kwan Chiu CE BXI761 - active, IPP Financial Advisers Limited Chi Man (SFC:ASU149) Cho CE ASU149 - active, IPP Financial Advisers Limited Chi Wang Choi CE BRX754 - active, IPP Financial Advisers Limited Vun Hou Edmond Chok CE BTQ674 - active, IPP Financial Advisers Limited Amy Lai Fun Chung CE BWF405 - active, IPP Financial Advisers Limited Nga Hong Chung CE BFY424 - active, IPP Financial Advisers Limited Xinyue Deng CE BWI862 - active, IPP Financial Advisers Limited Ka Man (SFC:BRS400) Ho CE BRS400 - active, IPP Financial Advisers Limited Wai Han Ho CE AUP538 - active, IPP Financial Advisers Limited Wing Kin Ho CE BGP205 - active, IPP Financial Advisers Limited Kai Hong Hung CE BST675 - active, IPP Financial Advisers Limited Chun Ming Brandon Ip CE BVX002 - active, IPP Financial Advisers Limited Heung Wan Kho CE AEK367 - active, IPP Financial Advisers Limited Yue Yan Steven Ko CE BVI685 - active, IPP Financial Advisers Limited Mei Mei Lam CE BXH594 - active, IPP Financial Advisers Limited Hei Yeung Lau CE BUV570 - active, IPP Financial Advisers Limited Mung Lam Lau CE BPP079 - active, IPP Financial Advisers Limited Dicky Yu Him Lau CE BWJ852 - active, IPP Financial Advisers Limited Tsz Yan Leung CE BRX755 - active, IPP Financial Advisers Limited Anna Li CE BWR022 - active, IPP Financial Advisers Limited Lok Wai Enrico Li CE BSE601 - active, IPP Financial Advisers Limited Gordon Ching Nam Liu CE BBD022 - active, IPP Financial Advisers Limited Daniel Ting Nai Luk CE ADC443 - active, IPP Financial Advisers Limited Yuk Shan Miu CE BRO123 - active, IPP Financial Advisers Limited Hung Hung Ng CE AFO460 - active, IPP Financial Advisers Limited Pui Man Ngai CE BWY669 - active, IPP Financial Advisers Limited Pui Ting Poon CE BWM131 - active, IPP Financial Advisers Limited Wing Man Katie Poon CE BQE177 - active, IPP Financial Advisers Limited Yuen Kiu Shing CE BTW088 - active, IPP Financial Advisers Limited Cheuk Ting Shiu CE BWF714 - active, IPP Financial Advisers Limited Yu Shum CE ATP169 - active, IPP Financial Advisers Limited Hau Ling Siu CE BWC345 - active, IPP Financial Advisers Limited Lee Hung Siu CE BQK980 - active, IPP Financial Advisers Limited Wang Sze CE BVT363 - active, IPP Financial Advisers Limited Matthew Tang CE AVS797 - active, IPP Financial Advisers Limited Tik Kwan Tang CE AVI548 - active, IPP Financial Advisers Limited Wai Luen To CE AFO609 - active, IPP Financial Advisers Limited Shing Yam Tsang CE BQW939 - active, IPP Financial Advisers Limited Siu Tang Wong CE BAC232 - active, IPP Financial Advisers Limited Zhicheng Wu CE BIT202 - active, IPP Financial Advisers Limited Chiu Yu Yeung CE BWB376 - active, IPP Financial Advisers Limited Kai Wing Yeung CE BWH233 - active, IPP Financial Advisers Limited Tsz Yan Vico Yeung CE BVS978 - active, IPP Financial Advisers Limited Yik Yan Yu CE AUC297 - active, IPP Financial Advisers Limited Chung Yan Yue CE BWP047 - active, IPP Financial Advisers Limited Kin Cheung Chong CE BHO173 - active, Imagi Brokerage Limited Ka Lai Koo CE ABY402 - active, Imagi Brokerage Limited Helen Cheuk Yee Lo CE ANA705 - active, Imagi Brokerage Limited Jiali Chen CE BTR597 - active, Imagi Brokerage Limited Kadir Jia Ping Lim CE ALY686 - active, Imagi Brokerage Limited Jianzhou Zhan CE BEC885 - active, Imagi Brokerage Limited Qiang Lu CE BVU253 - active, Imperial Capital Limited Shuk Han Yau CE ACZ998 - active, Imperial Capital Limited Jackie Yau Chun Chiu CE ARN620 - active, Imperium International Securities Limited Wai Kin (SFC:AYZ335) Ho CE AYZ335 - active, Imperium International Asset Management Limited Tsz Hang Mak CE APW355 - active, Imperium International Asset Management Limited Ying (SFC:BUI697) Yang CE BUI697 - active, Imperium International Asset Management Limited Ying Tsz Chu CE BQC416 - active, Imperium International Securities Limited Chu Hin Ku CE AER802 - active, Imperium International Securities Limited Kin Ip Lai CE AAA317 - active, Imperium International Securities Limited Raymond Yee Wa Lau CE AAE515 - active, Imperium International Securities Limited Ho Cheong Leung CE BGR092 - active, Imperium International Securities Limited Karrina Ka Wai Wong CE ALK220 - active, Imperium International Securities Limited Emil Hoc Ty Nguy CE AAC260 - active, Income Partners Asset Management (HK) Limited Kam Lam Wong CE AXH477 - active, Income Partners Asset Management (HK) Limited Ke Zhai CE BQS298 - active, Income Partners Asset Management (HK) Limited Daisuke Fujisaki CE AVR204 - active, Indus Capital Advisors (Hong Kong) Limited Yalin Mo CE AOG770 - active, Indus Capital Advisors (Hong Kong) Limited James Shannon CE BKA517 - active, Indus Capital Advisors (Hong Kong) Limited Karthik Chellappa CE ANN265 - active, Indus Capital Advisors (Hong Kong) Limited Binghui Hong CE BWR320 - active, Indus Capital Advisors (Hong Kong) Limited Kar Bo Angel Ng CE BXC729 - active, Indus Capital Advisors (Hong Kong) Limited Ke (SFC:BNU853) Wang CE BNU853 - active, Indus Capital Advisors (Hong Kong) Limited Chia-Tseng Yin CE BHD892 - active, Indus Capital Advisors (Hong Kong) Limited Runan Yuan CE BRO914 - active, Indus Capital Advisors (Hong Kong) Limited Ho Ku CE BCY406 - ceased Kwok Kei Lai CE BGZ923 - active, Infini Capital Management Limited Wai Hong So CE AGH369 - active, Infini Capital Management Limited Jerry Dongdong Feng CE BAD301 - ceased Meng Kiat Goh CE BUR288 - ceased Shun Lai Stanley Ho CE BCV081 - active, Infini Capital Management Limited Che-Kuan Huang CE BQG162 - active, Infini Capital Management Limited Li (SFC:BQG614) Huang CE BQG614 - active, Infini Capital Management Limited Man Ho Ivan Kan CE BPY616 - active, Infini Capital Management Limited Tsz Ching Julia Lau CE BFW808 - ceased Liangdianer Li CE BRD923 - active, Infini Capital Management Limited Sek Chuen Li CE ANZ811 - active, Infini Capital Management Limited Xuanzhe Li CE BWK884 - active, Infini Capital Management Limited Zehuan Li CE BQO834 - ceased Yingyu Liang CE BUX876 - ceased Yunzhang Liang CE BQC352 - active, Infini Capital Management Limited Ming Hang Ng CE AUQ159 - ceased Qing (SFC:BJZ437) Wang CE BJZ437 - active, Infini Capital Management Limited Jiayi Wu CE BON836 - ceased Tak Hei Yu CE BFT922 - active, Infini Capital Management Limited Chao-Chuan Chen CE BOO835 - active, Infinite Success Assets Management Limited Shiping Chen CE BWT649 - active, Infinite Success Assets Management Limited Ka Chun (SFC:AEE491) Lau CE AEE491 - active, Infinitus Partners Asset Management Limited Wing Shan Siu CE BOO723 - active, Infinitus Partners Asset Management Limited Jiaqi (SFC:BMX516) Huang CE BMX516 - active, Infinitus Partners Asset Management Limited Wing Yu Siu CE BTK554 - active, Infinitus Partners Asset Management Limited Mei Lun Miranda Tei CE ALV256 - active, Infinitus Partners Asset Management Limited Ge Chen CE BUS856 - active, Infore Capital Management (Hong Kong) Company Limited Feng (SFC:BOA340) Jiang CE BOA340 - active, Infore Capital Management (Hong Kong) Company Limited Qiwei Zhou CE BPN627 - active, Infore Capital Management (Hong Kong) Company Limited Wing Cheong Leung CE AGA582 - active, InnoFusion Capital Management Limited da Li CE AXC618 - ceased Hung Ping Chan CE ATG911 - active, Innov Harbor Asset Management Limited Shang (SFC:BWT433) Gao CE BWT433 - active, Innov Harbor Asset Management Limited Xiaobo Huang CE ALZ455 - active, Innovation Asset Management Co., Limited Erwin Ralph Sanft CE AED179 - active, Innovation Asset Management Co., Limited Derrick Sun CE APY600 - active, Innovation Asset Management Co., Limited Kon Man Lau CE AZG706 - active, Innovax Asset Management Limited Lap Sun Li CE ABH763 - active, Innovax Asset Management Limited Tsz Wan Vivian Tsoi CE BFU951 - active, Innovax Asset Management Limited Chun Keung (SFC:BSU733) Chan CE BSU733 - active, Innovax Asset Management Limited Sui Fong Cheung CE BSF323 - active, Innovax Asset Management Limited Xiaopeng Ge CE BMX551 - active, Innovax Capital Limited Edward Wai Hong Lam CE AFU656 - active, Innovax Securities Limited Wai Kei Mok CE BKD644 - active, Innovax Asset Management Limited Shamrock Roy Chau CE AEO767 - ceased Sai Tak Chu CE ADX572 - active, Innovax Capital Limited Chi Man Chung CE AKQ242 - ceased Sik Lun Fung CE ALH713 - ceased Chi Ho Ho CE AEH818 - active, Innovax Capital Limited Wai Man (SFC:AEI210) Kam CE AEI210 - active, Innovax Capital Limited Erica Wai Yan Ling CE AXM306 - active, Innovax Capital Limited Kai Pong Ng CE AOB433 - active, Innovax Capital Limited Calvin Siu Kuen Poon CE AFR783 - active, Innovax Capital Limited Segundo Willy Sam Chang CE AHE451 - active, Innovax Capital Limited Lilei Sun CE APL885 - active, Innovax Capital Limited Kai Tak Tong CE BHQ333 - active, Innovax Capital Limited Hua Xia CE AJC199 - active, Innovax Capital Limited Germaine Chore Man Chan CE ALI039 - active, Innovax Capital Limited Wai Tung Kwok CE BJB193 - active, Innovax Capital Limited Lingchao Li CE BGI466 - active, Innovax Capital Limited Long Ching Tang CE BUI718 - ceased Amy Lok Yuen Chau CE AQF112 - active, Innovax Securities Limited Hin Pong So CE AAF507 - active, Innovax Securities Limited Amina Mei Yan Pang CE ADS752 - active, Innovax Securities Limited Hin Hang Yan CE BWR645 - active, Innovax Securities Limited Paul Richard Beresford CE ANF151 - active, Instinet Pacific Limited Stephen David Hart CE BFP347 - active, Instinet Pacific Limited Edward Hau CE ACO822 - active, Instinet Pacific Limited Dillon Tate McNiven CE AVJ371 - active, Instinet Pacific Limited Mohamed Rafi Mohideen CE AFR663 - active, Instinet Pacific Limited Vishal Chandra Achar CE BDD185 - active, Instinet Pacific Limited Holly Robyn Brooker CE BQH132 - active, Instinet Pacific Limited Chi Wai Cheung CE AVH249 - active, Instinet Pacific Limited Ming Tsam Chun CE BMK661 - active, Instinet Pacific Limited Mark Alan Cielinski CE AHC364 - active, Instinet Pacific Limited Nicholas Hallam CE BIM618 - active, Instinet Pacific Limited Joel Allan Hurewitz CE AIN756 - active, Instinet Pacific Limited Jay Hyun Jeon CE BGU544 - active, Instinet Pacific Limited Janice Wai Man Lau CE AOL108 - active, Instinet Pacific Limited Ian Patrick Lauder CE BRM386 - active, Instinet Pacific Limited Daniel Leonard Lawrence CE BBK391 - active, Instinet Pacific Limited Vanessa Lee CE BBU600 - active, Instinet Pacific Limited Yin Kit Li CE AZW208 - active, Instinet Pacific Limited Tao Lu CE AZP070 - active, Instinet Pacific Limited Edward Sean Millington Buck CE AWT465 - active, Instinet Pacific Limited Matthew Jack Moore CE ATB749 - active, Instinet Pacific Limited Josephine Yilin Ong CE BWT800 - active, Instinet Pacific Limited James Robert Redbourn CE AVV777 - active, Instinet Pacific Limited Christopher Chi Hang So CE ADW540 - active, Instinet Pacific Limited Cormac Joseph Thompson CE ARR528 - active, Instinet Pacific Limited Gilbert Volta CE BSO676 - active, Instinet Pacific Limited Tianyu (SFC:BSM501) Wang CE BSM501 - active, Instinet Pacific Limited Kwun Ngai Yeung CE BVK799 - active, Instinet Pacific Limited Wing Yi Yip CE BFI066 - active, Instinet Pacific Limited Stephen Henry Alley CE ARD627 - active, Interactive Brokers Hong Kong Limited El Ghali El Amrani CE AQI988 - active, Interactive Brokers Hong Kong Limited David Eric Friedland CE ACP478 - active, Interactive Brokers Hong Kong Limited Chun John Leung CE ATY710 - active, Interactive Brokers Hong Kong Limited Chi Ling Ng CE AMP600 - active, Interactive Brokers Hong Kong Limited Allan Doi Ki Tang CE AQO197 - active, Interactive Brokers Hong Kong Limited Chun Pui Au CE BUX746 - active, Interactive Brokers Hong Kong Limited Yinmei Bian CE BCI444 - active, Interactive Brokers Hong Kong Limited Sheng Min Chai CE BNV473 - active, Interactive Brokers Hong Kong Limited Candace Chan CE BHS151 - active, Interactive Brokers Hong Kong Limited Gwyneth K W Chan CE BVU107 - active, Interactive Brokers Hong Kong Limited Iris Ka Yi Chan CE AOM577 - active, Interactive Brokers Hong Kong Limited Tsz Long Chan CE BKG153 - active, Interactive Brokers Hong Kong Limited Isaac Wai Shing Chan CE BFU772 - active, Interactive Brokers Hong Kong Limited Yiu Leung Cheng CE BQR289 - active, Interactive Brokers Hong Kong Limited Hoi Ki Cheung CE BQF263 - active, Interactive Brokers Hong Kong Limited Ka Man (SFC:BXI710) Cheung CE BXI710 - active, Interactive Brokers Hong Kong Limited Ka Tsz Cheung CE AJD587 - active, Interactive Brokers Hong Kong Limited Kiu Tik Cheung CE BQP933 - active, Interactive Brokers Hong Kong Limited Tsun Yuen Derek Cheung CE BLL295 - active, Interactive Brokers Hong Kong Limited Ka Chun (SFC:BGM282) Chiu CE BGM282 - active, Interactive Brokers Hong Kong Limited Wai Chung Chow CE BPK422 - active, Interactive Brokers Hong Kong Limited Chun Tung Felix Chu CE BQQ422 - active, Interactive Brokers Hong Kong Limited Kwok Him Chui CE BRX152 - active, Interactive Brokers Hong Kong Limited Aina Dai CE BAD684 - active, Interactive Brokers Hong Kong Limited Hoi Yan Fung CE BPW901 - active, Interactive Brokers Hong Kong Limited Lu Gao CE BNO307 - active, Interactive Brokers Hong Kong Limited Robert Laurier Gordon-Hay CE BHD390 - active, Interactive Brokers Hong Kong Limited Elizaveta Gridneva CE BQF598 - active, Interactive Brokers Hong Kong Limited Yeuk Lam Ho CE BRS016 - active, Interactive Brokers Hong Kong Limited Yunxiang Hu CE AVH604 - active, Interactive Brokers Hong Kong Limited