Duncan William Palmer Wilson

CE No. BHS917 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan William Palmer Wilson, a licensed Responsible Officer with CE reference BHS917. Currently licensed at 2 firm(s): J.P. Morgan Broking (Hong Kong) Limited, J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 7 - Providing automated trading services. This person has 10.0 years of SFC licence history. Total licence records on file: 13.

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Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Broking (Hong Kong) Limited RO Type 7 - Providing automated trading services 2025-07-16 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 1 - Dealing in securities 2023-02-23 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 4 - Advising on securities 2023-02-23 present
J.P. Morgan Securities (Far East) Limited RO Type 1 - Dealing in securities 2016-12-12 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 2 - Dealing in futures contracts 2016-12-12 present
J.P. Morgan Securities (Far East) Limited RO Type 4 - Advising on securities 2016-12-12 present
J.P. Morgan Broking (Hong Kong) Limited RO Type 5 - Advising on futures contracts 2016-12-12 present
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 - Dealing in securities 2022-10-05 2023-02-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 - Advising on securities 2022-10-05 2023-02-23
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2016-07-11 2016-12-12
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2016-07-11 2016-12-12
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2016-07-11 2016-12-12
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2016-07-11 2016-12-12

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