Andrew Tak Shing Lo
羅德城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Tak Shing Lo (羅德城), a licensed Responsible Officer with CE reference AAW957. Currently licensed at 1 firm(s): Invesco Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2005-07-06 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-07-06 | 2021-12-31 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-06 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Tak Shing Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.