Vipul Dujari
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vipul Dujari, CE reference ALC175. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-18 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-03-18 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-18 | 2016-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2010-03-18 | 2013-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-03-18 | 2016-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2010-03-18 | 2013-04-30 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2008-10-08 | 2010-02-28 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-11-25 | 2005-02-25 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-08-16 | 2004-11-16 |