Yongshan Duanmu
端木雍山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yongshan Duanmu (端木雍山), a licensed Responsible Officer with CE reference ANK158. Currently licensed at 1 firm(s): IvyRock Asset Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IvyRock Asset Management (HK) Limited 常春藤資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-09-20 | present |
| IvyRock Asset Management (HK) Limited 常春藤資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-20 | 2018-09-20 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
RO | Type 9 — Asset management | 2014-08-21 | 2018-04-30 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-20 | 2014-08-21 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-11 | 2013-12-09 |
| Pinpoint Investment Advisor Limited | Rep | Type 9 — Asset management | 2009-04-20 | 2011-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-08-20 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-08-20 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-20 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-20 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2009-01-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2007-07-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-06-01 | 2007-07-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-06-01 | 2007-07-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-06-01 | 2007-07-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-06-01 | 2007-07-03 |