Yiu Lun Shum
沈耀麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Lun Shum (沈耀麟), CE reference BFX529. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-02-11 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-05 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | present |