Michael John Alan Spivey

CE No. ABE509 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Alan Spivey, a licensed Responsible Officer with CE reference ABE509. Currently licensed at 1 firm(s): International Commerce Corporation. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
International Commerce Corporation RO Type 9 - Asset management 2008-03-19 present
International Commerce Corporation RO Type 4 - Advising on securities Pre-2003 present
International Commerce Corporation RO Type 9 - Asset management 2006-02-13 2006-10-13
International Commerce Corporation RO Type 6 - Advising on corporate finance Pre-2003 2005-06-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael John Alan Spivey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Manbir Singh International Commerce Corporation 2009–present
Michael Reginald Dean International Commerce Corporation 2004–2016
John Douma International Commerce Corporation 2009–2020
Yuri Yoshida International Commerce Corporation 2003–2013
Ronald Max Machiel Roest International Commerce Corporation 2003–2011
Nicholas John Donaldson International Commerce Corporation 2020–2024
Deni Lo International Commerce Corporation 2020–2023
Carolyn Ann Gary International Commerce Corporation 2014–2017
Michael Edward Houlihan International Commerce Corporation 2003–2005
Howard Clark-Burton International Commerce Corporation 2015–2017
Kwong Sum Ip International Commerce Corporation 2003–2005
Ian Forbes Marsh International Commerce Corporation 2016–2017
David Hunter International Commerce Corporation 2014–2016
Kar Ming Ho International Commerce Corporation 2011–2012
Charles Frederick Dunford International Commerce Corporation 2016–2017
Koichi Imoto International Commerce Corporation 2006–2007
Kwong Yu Hui International Commerce Corporation 2011
David Stuart Crossan International Commerce Corporation 2011–2012
Hiu Man So International Commerce Corporation 2026–present
Yan Ching International Commerce Corporation 2026–present

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