Michael John Alan Spivey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Alan Spivey, CE reference ABE509. Currently licensed at 1 firm(s): International Commerce Corporation. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| International Commerce Corporation | RO | Type 9 — Asset management | 2008-03-19 | present |
| International Commerce Corporation | RO | Type 4 — Advising on securities | present | present |
| International Commerce Corporation | RO | Type 9 — Asset management | 2006-02-13 | 2006-10-13 |
| International Commerce Corporation | RO | Type 6 — Advising on corporate finance | present | 2005-06-20 |