Sha Tao
陶莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Tao (陶莎), a licensed Responsible Officer with CE reference AYJ250. Currently licensed at 1 firm(s): Intewise Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Intewise Capital Management Limited 香港毅雋資本管理有限公司 |
RO | Type 9 — Asset management | 2021-01-26 | present |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | 2021-01-08 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-16 | 2021-01-08 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-07-16 | 2021-01-08 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-10 | 2018-07-04 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-10 | 2018-07-04 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-10 | 2018-07-04 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-01-29 | 2014-01-28 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-17 | 2012-09-26 |