Lei Ma
馬磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ma (馬磊), a licensed Representative with CE reference AGM532. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2026-04-14 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2026-04-14 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2023-09-28 | 2026-03-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2023-09-28 | 2026-03-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | 2023-09-28 | 2026-03-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2023-05-23 | 2023-09-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2023-05-23 | 2023-09-28 |
| Green Renaissance Capital Limited 華景資本有限公司 |
RO | Type 4 — Advising on securities | 2022-05-27 | 2023-03-20 |
| Green Renaissance Capital Limited 華景資本有限公司 |
RO | Type 9 — Asset management | 2022-05-27 | 2023-03-20 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2006-09-18 | 2021-03-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-18 | 2021-03-31 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2006-09-18 | 2021-03-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-18 | 2021-03-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-03 |