Lok Yin Mak
麥樂賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yin Mak (麥樂賢), a licensed former licensee with CE reference BNP627. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-06 | 2026-07-10 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-01 | 2026-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-23 | 2020-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yin Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.