Lok Yin Mak
麥樂賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yin Mak (麥樂賢), CE reference BNP627. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-06 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2018-10-23 | 2020-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2018-10-23 | 2020-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2018-10-23 | 2020-07-07 |