Vivienne Fung Ching Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivienne Fung Ching Lee (李鳳貞), a licensed Representative with CE reference ADH984. Currently licensed at 1 firm(s): Interactive Brokers Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 22.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-21 | present |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-05-21 | present |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-05 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-05 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-10-09 | 2016-12-31 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-08-19 | 2008-08-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-11 | 2005-07-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-15 | 2005-05-06 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-03 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivienne Fung Ching Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.