Yuen Ting Regina Yip
葉菀婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting Regina Yip (葉菀婷), CE reference BDO997. Currently licensed at 1 firm(s): Invesco Hong Kong Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2021-08-13 | present |
| 28 Advisory Limited |
Rep | Type 4 — Advising on securities | 2020-12-18 | 2021-07-15 |
| 28 Advisory Limited |
Rep | Type 9 — Asset management | 2020-12-18 | 2021-07-15 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-01-06 | 2020-08-07 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-01-06 | 2020-08-07 |
| EXS Capital Asia Limited | Rep | Type 4 — Advising on securities | 2014-06-30 | 2016-12-31 |
| EXS Capital Asia Limited | Rep | Type 9 — Asset management | 2014-06-30 | 2016-12-31 |