Steven Barry Gordon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Barry Gordon, CE reference APB696. Currently licensed at 2 firm(s): J.P. Morgan Securities (Far East) Limited, J.P. Morgan Broking (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-06-08 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-08 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-06-08 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-06-08 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-06-08 | 2016-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-06-08 | 2016-09-13 |