Steven Barry Gordon

CE No. APB696 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Barry Gordon, a licensed Representative with CE reference APB696. Currently licensed at 2 firm(s): J.P. Morgan Securities (Far East) Limited, J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 19.1 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2007-06-08 present
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-06-08 present
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2007-06-08 present
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2007-06-08 present
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 - Dealing in securities 2007-06-08 2016-09-13
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 - Advising on securities 2007-06-08 2016-09-13

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