Sara Louise Perring
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sara Louise Perring, a licensed Responsible Officer with CE reference BGQ175. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 6.4 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-06-05 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2023-06-05 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-06-05 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2023-06-05 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-11-01 | 2023-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-11-01 | 2023-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-11-01 | 2023-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2022-11-01 | 2023-06-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-08 | 2018-08-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-12-08 | 2018-08-31 |