CIS Securities Asset Management Limited
順安證券資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIS Securities Asset Management Limited (順安證券資產管理有限公司), a Hong Kong-based licensed corporation with CE reference API164. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 17 (total recorded over time: 220). Earliest licence on file: 2007-12-07.
- Category:
-
Sell side · Brokerage
- Registered address:
- 21/F, Centre Point, 181-185 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2007-12-07 | present |
| Type 2 - Dealing in futures contracts | 2008-12-24 | present |
| Type 4 - Advising on securities | 2008-12-24 | present |
| Type 9 - Asset management | 2013-01-11 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (220)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ernest Tsz Kin Chan 陳子建 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-03 | Present |
| Alan Ho Wai Chung 鍾浩為 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2017-04 | Present |
| Cheuk Ming Ho 何卓鳴 | RO 1, 2 Rep 1, 2, 4, 9 | 2022-06 | Present |
| May Ling Law 羅美玲 | RO 1, 4 Rep 1, 2, 4, 9 | 2018-09 | Present |
| Tak Wing Leung 梁德榮 | Rep 1 | 2012-08 | Present |
| Ru Li 李儒 | Rep 1 | 2022-07 | Present |
| Tsan Kwai Mak 麥棧貴 | Rep 1, 2, 4, 9 | 2017-09 | Present |
| Siu Choy Ng 吳少才 | Rep 1 | 2019-02 | Present |
| Sunxu Ni 倪孫緒 | Rep 1, 2, 4, 9 | 2024-02 | Present |
| Zixuan Ou 區梓軒 | Rep 1 | 2025-08 | Present |
| Feng Qiang 羌峰 | Rep 1 | 2025-12 | Present |
| Ce Shang 尚策 | Rep 1 | 2026-01 | Present |
| Wendi Xie 謝雯荻 | Rep 1 | 2026-01 | Present |
| Yiu Kuk Yu 余曜谷 | Rep 1 | 2018-08 | Present |
| Weiwei Zeng 曾維唯 | Rep 1, 2 | 2024-11 | Present |
| Li Zhang 張利 | Rep 1 | 2023-03 | Present |
| Ziye Zhuang 莊子燁 | Rep 1, 2, 4, 9 | 2023-02 | Present |
| Dizhou Mao 毛迪宙 | Rep 1 | 2018-09 | 2025-09 |
| Yuan Meng 孟媛 | Rep 1 | 2025-01 | 2025-07 |
| Ang Zhou 周昂 | Rep 1, 2 | 2023-11 | 2025-06 |
| Taoyan Ma 馬桃豔 | Rep 1 | 2025-02 | 2025-03 |
| Wai Leung Chu 朱偉良 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2013-09 | 2025-02 |
| Ka Wai Tsang 曾嘉威 | Rep 1 | 2023-05 | 2024-12 |
| Xian Fang 方嫻 | Rep 1 | 2024-03 | 2024-10 |
| Na Luo 羅娜 | Rep 1 | 2023-10 | 2024-10 |
| Hing Kin Wong 王慶堅 | Rep 1 | 2011-01 | 2024-08 |
| Ting Li | Rep 1 | 2024-05 | 2024-07 |
| Ka San Yeung 楊家燊 | Rep 1, 2 | 2023-08 | 2024-06 |
| Hoi Fung Cheung 張凱豐 | RO 1, 2 Rep 1, 2, 9 | 2020-11 | 2024-04 |
| Huaiyao Cai 蔡懷瑶 | Rep 1 | 2022-04 | 2024-04 |
| Sau Kuen Chan 陳秀娟 | Rep 1 | 2016-06 | 2023-12 |
| Edwin Ye Chun Lo 盧爾駿 | Rep 1, 2 | 2022-02 | 2023-12 |
| Qi Ye 叶琪 | Rep 1 | 2022-11 | 2023-10 |
| Mingjie Liu 劉明杰 | Rep 1, 2, 4, 9 | 2023-03 | 2023-10 |
| Pit Hong Liu 廖必康 | Rep 1 | 2022-11 | 2023-06 |
| Man Hin Cheng 鄭文軒 | Rep 1 | 2016-04 | 2023-04 |
| Pingping Li 李萍萍 | Rep 1 | 2021-07 | 2023-04 |
| Pak Kuen Kwok 郭柏權 | Rep 1 | 2017-02 | 2023-03 |
| Hoi Kan Tang 鄧凱勤 | Rep 1, 2 | 2021-10 | 2023-01 |
| Victor Lai Kit Seng 沈禮傑 | Rep 1, 4, 9 | 2015-06 | 2023-01 |
| Sze Ho Chow 周思豪 | Rep 1 | 2022-06 | 2022-12 |
| Chi Kin Lin 連智健 | Rep 1 | 2022-10 | 2022-12 |
| Yiu Kwok Chen 陳耀國 | Rep 1, 2, 4, 9 | 2016-07 | 2022-11 |
| Cheong Yuen Ho 何昌遠 | Rep 1, 2 | 2020-08 | 2022-06 |
| Hao Li 李浩 | Rep 1 | 2020-08 | 2022-05 |
| Xiangpei He 何香培 | Rep 1 | 2017-08 | 2022-04 |
| King Yan Tsui 徐敬恩 | Rep 1, 2, 4, 9 | 2019-02 | 2022-03 |
| Jianchang Li 李建長 | Rep 1, 4, 9 | 2019-02 | 2022-03 |
| Tat Wai Ku 古達威 | Rep 1 | 2019-02 | 2021-11 |
| Hei Man Chow 周起民 | Rep 1, 2, 4, 9 | 2017-03 | 2021-08 |
| Oi Shan Chu 朱愛珊 | Rep 1 | 2020-05 | 2021-07 |
| Pui Shan Lau 劉珮珊 | Rep 1 | 2020-09 | 2021-07 |
| Zhiying Fang 方芝穎 | RO 1, 2, 4 Rep 1, 2, 9 | 2017-10 | 2021-06 |
| Pui Chu Kuo 郭培曙 | Rep 1, 2 | 2021-05 | 2021-06 |
| Yuk Hang Au Yeung 歐陽煜恆 | Rep 1, 2, 4 | 2010-09 | 2021-05 |
| Wing Kee Hui 許詠淇 | Rep 1 | 2020-08 | 2021-04 |
| Wing Kai Wong 黃永楷 | Rep 1, 2 | 2017-07 | 2021-03 |
| Nga Wai Chang 張雅惠 | Rep 1 | 2019-05 | 2020-11 |
| Siu Wing Chan 陳兆榮 | Rep 1, 2 | 2020-07 | 2020-09 |
| Jenny Tong 湯珍妮 | Rep 1, 4 | 2017-04 | 2020-08 |
| Or Ngan 顏珂 | Rep 1, 2 | 2020-06 | 2020-07 |
| Hiu Ching Wat 屈曉晴 | Rep 1, 2, 4, 9 | 2019-02 | 2020-06 |
| Shing Kit Wong 黃聖傑 | Rep 1, 4, 9 | 2016-09 | 2020-06 |
| Sze Nga Chu 朱思雅 | Rep 1 | 2019-05 | 2020-06 |
| Man Wai Cheng 鄭文慧 | Rep 1, 2 | 2019-01 | 2020-06 |
| Wai Wa Kong 鄺偉華 | Rep 1, 2, 4, 9 | 2015-09 | 2020-05 |
| Ming Shui Lee 李銘水 | Rep 1, 2, 4, 9 | 2014-02 | 2020-04 |
| Kendrick Nam Fun Lau 劉南勳 | Rep 1, 9 | 2019-01 | 2020-03 |
| Chun Sang Chan 陳俊燊 | Rep 1, 2 | 2015-06 | 2020-03 |
| Chung Yip 葉頌 | Rep 1 | 2018-10 | 2020-01 |
| Tsz Fung Wong 黃子峰 | Rep 1 | 2018-01 | 2019-12 |
| Kit Ying Fan 樊潔瑩 | Rep 1 | 2019-02 | 2019-12 |
| Ying Wi Tam 譚鷹威 | Rep 1, 2, 4, 9 | 2019-04 | 2019-12 |
| Jiguang Han 韓繼光 | Rep 1 | 2017-01 | 2019-06 |
| Ge Yu 余歌 | Rep 1, 2, 4, 9 | 2017-12 | 2019-06 |
| Yanni Hou 侯燕妮 | Rep 1 | 2017-09 | 2019-05 |
| Kim Fai Tam 談儉輝 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2019-01 | 2019-05 |
| Yun Tim Cheung 張潤添 | Rep 1, 2 | 2011-12 | 2019-04 |
| Sze Wing Wong 黃思穎 | Rep 1, 4 | 2017-07 | 2019-03 |
| Chui Wah Sin 冼翠華 | Rep 1 | 2012-07 | 2019-01 |
| Wai Yin Lau 劉偉賢 | Rep 1, 2 | 2012-12 | 2018-12 |
| Wan Nei Leung 梁韻妮 | Rep 1, 4 | 2017-12 | 2018-10 |
| Cheng-I Hsu 徐正一 | Rep 1, 2, 9 | 2009-03 | 2018-10 |
| Lei Yang 楊磊 | Rep 1 | 2015-01 | 2018-09 |
| Chi Yeung Lum 林智洋 | RO 1, 2, 4, 9 Rep 1, 2, 9 | 2009-05 | 2018-09 |
| Tai Yan Lai 黎大恩 | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2015-12 | 2018-08 |
| Lai Man Ho 何禮文 | Rep 1 | 2017-03 | 2018-08 |
| Jingchao Li 李競超 | Rep 1 | 2017-01 | 2018-06 |
| Cho Ying Lo 盧礎瑩 | Rep 1 | 2014-04 | 2018-05 |
| Ming Fu 富茗 | Rep 1 | 2017-05 | 2018-04 |
| Tze Ching Wan 尹芷晴 | Rep 1 | 2017-09 | 2018-04 |
| Thomas Yuk Lun Kwok 郭玉麟 | Rep 1, 4 | 2016-08 | 2018-03 |
| Ho Yin Ng 吳浩賢 | Rep 1, 2, 9 | 2014-11 | 2018-01 |
| Chi Keung Chan 陳志強 | RO 1, 2, 4, 9 Rep 1, 2, 4 | 2009-06 | 2017-11 |
| Yiping Liu 劉一平 | Rep 1 | 2017-02 | 2017-11 |
| Kwong Yiu Mak 麥光耀 | RO 1, 4 Rep 9 | 2011-11 | 2017-08 |
| Wai Wan Wong 王慧雲 | Rep 1, 4 | 2016-04 | 2017-07 |
| Kiu Fung Kwan 關翹峰 | Rep 1, 2 | 2012-06 | 2017-06 |
| John Kin Fun Chu 朱建勳 | Rep 9 | 2017-03 | 2017-04 |
| Pui Ming Mau 繆沛明 | Rep 1 | 2011-01 | 2017-02 |
Showing 1–100 of 220
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