Sunxu Ni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunxu Ni (倪孫緒), a licensed Representative with CE reference BUQ352. Currently licensed at 1 firm(s): CIS Securities Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-13 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-05-13 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-15 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-15 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunxu Ni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.