Sunxu Ni
倪孫緒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunxu Ni (倪孫緒), CE reference BUQ352. Currently licensed at 1 firm(s): CIS Securities Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-13 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-05-13 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-15 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-15 | present |