Cheng-I Hsu
徐正一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng-I Hsu (徐正一), a licensed former licensee with CE reference ASP977. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-02 | 2018-10-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-31 | 2018-10-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-31 | 2018-10-01 |