Tai Yan Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yan Lai (黎大恩), a licensed Responsible Officer with CE reference BFI937. Currently licensed at 5 firm(s): Planetree Securities Limited, Planetree Futures Limited, Planetree Research Limited, Planetree Discount Lending Limited, Planetree Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 7 - Providing automated trading services; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 9.6 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-30 | present |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-03-30 | present |
| Planetree Research Limited | RO | Type 4 - Advising on securities | 2026-03-30 | present |
| Planetree Research Limited | RO | Type 5 - Advising on futures contracts | 2026-03-30 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 - Providing automated trading services | 2026-03-30 | present |
| Planetree Discount Lending Limited | RO | Type 8 - Securities margin financing | 2026-03-30 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-30 | present |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-19 | 2025-06-20 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-19 | 2025-06-20 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-29 | 2023-12-01 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-29 | 2023-12-01 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-04 | 2023-02-17 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-04 | 2023-02-17 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-06-04 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-22 | 2019-06-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-20 | 2018-08-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-03-14 | 2018-08-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-08 | 2017-03-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-23 | 2018-08-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 - Asset management | 2016-06-23 | 2018-08-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-21 | 2016-06-23 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-21 | 2016-06-23 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-30 | 2015-11-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-30 | 2015-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Yan Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.