Wai Yin Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Lau (劉偉賢), a licensed Responsible Officer with CE reference BAK892. Currently licensed at 1 firm(s): Frontier Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2026-02-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-04 | 2026-02-05 |
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-18 | 2025-08-31 |
| Cityline Securities Limited 城利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-20 | 2020-06-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-06 | 2019-09-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-06 | 2019-09-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-07 | 2018-12-04 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-07 | 2018-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.