Jenny Tong
湯珍妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Tong (湯珍妮), a licensed Responsible Officer with CE reference AIR580. Currently licensed at 1 firm(s): Near Fair Fund Management Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Near Fair Fund Management Company Limited 寧凡基金管理有限公司 |
RO | Type 9 — Asset management | 2026-04-21 | present |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 — Advising on securities | 2024-06-04 | 2026-01-31 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 — Asset management | 2024-06-04 | 2026-01-31 |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-25 | 2024-04-30 |
| Motto Global Asset Management Limited 銘基環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-25 | 2024-04-30 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-09-21 | 2024-03-05 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-09-21 | 2024-03-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-27 | 2022-03-28 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-27 | 2022-03-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2020-08-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2020-08-21 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-24 | 2016-11-05 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-24 | 2016-11-05 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2014-08-25 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-07 | 2014-08-25 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-21 | 2007-05-18 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-16 | 2006-03-20 |