Thomas Yuk Lun Kwok
郭玉麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Yuk Lun Kwok (郭玉麟), a licensed former licensee with CE reference BHZ272. This person has 5.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-29 | 2022-11-29 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-17 | 2018-03-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-17 | 2018-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Yuk Lun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.