Yanni Hou
侯燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Hou (侯燕妮), a licensed former licensee with CE reference BKD164. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-27 | 2019-10-25 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-27 | 2019-10-25 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-18 | 2019-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanni Hou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.