King Yan Tsui
徐敬恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Tsui (徐敬恩), a licensed former licensee with CE reference AYD167. This person has 10.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-25 | 2022-03-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-23 | 2018-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yan Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.