King Yan Tsui
徐敬恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Tsui (徐敬恩), a licensed former licensee with CE reference AYD167. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-01 | 2022-03-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-25 | 2022-03-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-23 | 2018-09-12 |