Hiu Ching Wat
屈曉晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Ching Wat (屈曉晴), a licensed former licensee with CE reference AMZ188. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2020-06-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-18 | 2020-06-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2020-06-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-18 | 2020-06-21 |
| Sprint Asset Management Limited 新銳資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-04 | 2018-05-28 |
| Sprint Asset Management Limited 新銳資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-04 | 2018-05-28 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-14 | 2014-07-01 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-14 | 2014-07-01 |
| FCL Advisory Limited |
Rep | Type 9 — Asset management | 2007-10-24 | 2014-03-28 |
| FCL Advisory Limited |
Rep | Type 4 — Advising on securities | 2006-02-01 | 2014-03-28 |