Siu Wing Chan
陳兆榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Chan (陳兆榮), a licensed former licensee with CE reference AWW339. This person has 4.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-03 | 2020-09-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-03 | 2020-09-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2020-06-12 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-28 | 2020-06-12 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-13 | 2019-08-09 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-14 | 2018-10-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-10 | 2012-11-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-10 | 2012-11-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2012-05-02 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-01 | 2012-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.