Tat Wai Ku
古達威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wai Ku (古達威), a licensed former licensee with CE reference BAE812. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2021-11-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-24 | 2018-09-17 |