Ming Shui Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Shui Lee (李銘水), a licensed Responsible Officer with CE reference BBU799. Currently licensed at 2 firm(s): Plutus Securities Limited, Plutus Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-29 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-29 | present |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 - Asset management | 2024-08-29 | present |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2023-01-09 | 2024-06-28 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2023-01-09 | 2024-06-28 |
| First Fidelity Capital (International) Limited | RO | Type 9 - Asset management | 2023-01-09 | 2024-06-28 |
| First Fidelity Capital (International) Limited | Rep | Type 1 - Dealing in securities | 2022-04-07 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 4 - Advising on securities | 2022-04-07 | 2023-01-09 |
| First Fidelity Capital (International) Limited | Rep | Type 9 - Asset management | 2022-04-07 | 2023-01-09 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-29 | 2021-10-15 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-29 | 2021-10-15 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-03 | 2020-04-06 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-03 | 2020-04-06 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-03 | 2020-04-06 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-09 | 2020-04-06 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-26 | 2016-12-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-08 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Shui Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.