Wai Wa Kong
鄺偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wa Kong (鄺偉華), a licensed former licensee with CE reference BAX161. This person has 6.1 years of SFC licence history. Total licence records on file: 8.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-17 | 2020-10-28 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-17 | 2020-10-28 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-17 | 2020-10-28 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-07 | 2020-05-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2020-05-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-09 | 2020-05-16 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2020-05-16 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-04 | 2014-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Wa Kong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.