SBI China Capital Securities Limited

軟庫中華金融證券有限公司
CE No. ABC733 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Securities Limited (軟庫中華金融證券有限公司), a Hong Kong-based licensed corporation with CE reference ABC733. Current licensed staff on file: 0 (total recorded over time: 100).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2012-10-08
Type 4 - Advising on securities Pre-2003 2012-10-08
Type 6 - Advising on corporate finance Pre-2003 2005-01-12
Type 9 - Asset management Pre-2003 2012-10-08

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (100)

Active on date
Name Activities First licensed To
Pui Sing Chan 陳沛昇 Rep 1 2011-07 2011-09
Keith Hon Kit Chau 周漢傑 Rep 1 2004-02 2011-09
Shun To Chau 周頌滔 Rep 1, 4, 6, 9 Pre-2003 2011-09
Andes Cheng 鄭安達 Rep 1, 4 2006-11 2011-09
Tai Pui Cheng 鄭棣培 Rep 1, 4, 6, 9 Pre-2003 2011-09
Kim Wing Chow 周劍榮 Rep 1 2006-06 2011-09
Godwin Kwok Shing Chu 朱國承 Rep 1, 4, 6, 9 Pre-2003 2011-09
Siu Ling Chu 朱小玲 Rep 1 2010-05 2011-09
Koon Shan Hui 許冠山 Rep 1, 4, 6, 9 Pre-2003 2011-09
Ling Huo 霍玲 Rep 1 2008-01 2011-09
Simon Kiu Dick Kan 簡僑迪 Rep 1 2009-08 2011-09
Karen Kam Yan Lau 劉錦欣 Rep 1 2011-03 2011-09
Yuen Shing Lau 劉原誠 Rep 4 2011-09 2011-09
Chi Wah Lee 李志華 Rep 1, 4, 6, 9 Pre-2003 2011-09
Siu Yuen Lee 李兆源 Rep 1 2009-09 2011-09
John Wai Tung Lo 盧衛東 RO 1 Rep 1 2010-08 2011-09
Man Wah Lui 呂文華 Rep 1 2010-10 2011-09
Tsz Hang Mak 麥子衡 Rep 4 2010-03 2011-09
Baron Sun 孫葆崟 Rep 1, 4 2006-05 2011-09
Ping Chuen Sze-To 司徒炳全 Rep 1, 4, 6, 9 Pre-2003 2011-09
King Chuen Szeto 司徒經全 Rep 1, 4, 6, 9 Pre-2003 2011-09
Simon Wing Fun Szeto 司徒榮勳 Rep 1, 9 2010-09 2011-09
Kennedy Kin Tak Tsang 曾建德 RO 4 Rep 1, 4 2006-06 2011-09
Chi Kun Tsoi 蔡智勤 RO 1, 9 Rep 9 2006-10 2011-09
Chi Yan Wong 黃志仁 Rep 1, 4, 6, 9 Pre-2003 2011-09
Joseph Yan Po Wong 黃恩寶 Rep 1, 4, 6, 9 Pre-2003 2011-09
Kin Fai Wong 王健輝 RO 1, 4, 9 2008-02 2011-09
David Yam 任卓偉 RO 1, 9 Rep 1 2005-09 2011-09
Kin Pan Yeung 楊健斌 Rep 1 2006-12 2011-09
Jian Zhang 張堅 RO 4 Rep 4 2007-10 2011-08
Eddie Hua-Ti Weng 翁華狄 Rep 1 2005-11 2011-07
Sheung Yeung Wong 王上揚 Rep 1, 4, 6, 9 Pre-2003 2011-07
Yan Jenny Lin Rep 1 2010-01 2010-07
Haiyan Qiu 邱海燕 Rep 4 2007-05 2010-06
Asser Kwok Keung Li 李國強 Rep 1, 4, 6, 9 Pre-2003 2010-03
Eric Yiu Fong Lui 雷耀芳 Rep 1 2005-02 2010-03
Tiang Lock Ong 王添樂 RO 1, 4, 9 2006-08 2010-01
Ludovic Christophe Amedee Dagneau de Richecour Rep 1, 4 2007-10 2009-09
Siu Man Ko 高兆文 Rep 1 2007-11 2009-06
Mong Har Chan Rep 1 2009-04 2009-06
Lee Katherine Miller Rep 1 2008-03 2009-04
Shelly Sean Singhal Rep 1, 9 2008-06 2009-04
Zhefei Yuan 袁哲飛 Rep 1 2007-08 2009-03
Qi Zhao 趙琪 Rep 1 2008-01 2009-03
Juan Zheng 鄭娟 RO 1, 4, 9 Rep 1 2006-04 2009-02
Hung Ip 葉虹 RO 1, 4, 9 Rep 1, 4, 6, 9 Pre-2003 2008-10
Ho Ching Wong 黃河清 Rep 1 2008-02 2008-10
Sin Just Wong 黃森捷 RO 1, 4, 9 2007-04 2008-07
Catherine Hua Rep 4 2007-10 2008-05
Katherine Jean Cosentino Rep 1 2007-08 2008-05
Zhao Wu 吳兆 Rep 1 2008-02 2008-04
E Wuen Tan 陳儀雯 Rep 4 2006-09 2008-04
Hong Wah Wong 王康華 Rep 1, 4, 6, 9 Pre-2003 2008-04
Yuk Yin Sung 宋煜賢 Rep 1 2007-07 2008-03
Tsz Lan Chua 蔡紫蘭 RO 4 Rep 4 2006-05 2007-12
Yang Liu 劉暘 Rep 4 2007-08 2007-10
Jeong Ju Lee Rep 1 2007-01 2007-08
Jennifer Lai Shan So 蘇勵姍 Rep 4 2006-04 2007-06
Alex Mang Chung Wong 黃孟聰 Rep 1, 4, 6, 9 Pre-2003 2007-01
Raymond Chun Kui Jook 祝振駒 RO 4 Rep 4, 6, 9 Pre-2003 2006-11
Peng Tiong Tong RO 1, 9 Rep 1, 4, 6, 9 Pre-2003 2006-11
Stephen William John Clemenson Rep 1 2005-07 2006-10
Chi Hang Lo 盧志恆 Rep 4 2005-08 2006-10
Alice Wai Yan Lau 柳蕙恩 Rep 1 2005-07 2006-10
Edmond Eng 伍少凡 RO 1, 4, 9 2005-11 2006-09
Pui Lam Yue 余佩琳 Rep 1 2006-05 2006-08
Kit Ming Lo 盧潔明 Rep 1 2006-04 2006-08
Fei Fei Shum 沈菲菲 Rep 1 2006-04 2006-07
Lawrence Kwong Wa Chan 陳光華 Rep 1 2005-11 2006-05
Kenneth Kin Chung Lai 黎健聰 RO 1, 4, 9 Rep 1, 4, 6, 9 Pre-2003 2006-05
Kam Ming Wong 王錦明 Rep 1, 4, 6, 9 Pre-2003 2006-04
Lap Chi Ho 何立志 Rep 4 2005-05 2006-03
Tsz Man Chan 陳梓汶 Rep 4 2004-04 2006-02
Karen King Wai Lee 李荊慧 Rep 1 2005-12 2006-01
John Wah Ng 伍華安 Rep 1 2005-05 2006-01
Ka Pun Fung 馮家彬 RO 1, 4, 6, 9 Pre-2003 2006-01
Swee Tin Lisa Lim 林瑞珍 RO 1 2004-07 2005-10
Inessa Suk Wah Lee 李菽樺 Rep 1 2004-08 2005-09
Yang Liu 劉洋 Rep 4 2004-08 2005-09
Patricia Kai Ki Yeung 楊佳琪 Rep 4, 6, 9 Pre-2003 2005-08
On Wah Lau 劉安樺 RO 1, 4, 9 Pre-2003 2005-08
Tak Ming Wong 黃德明 Rep 1 2005-03 2005-06
Bonna Bang Rep 1, 4, 6, 9 Pre-2003 2005-05
Kay Boon Mui 梅基本 Rep 1 2003-08 2005-04
Tin Wah Hung 洪天華 Rep 4 2004-08 2005-03
Ying Lun Lo 勞應麟 Rep 1 2003-11 2005-01
Yee Fan Cheung 張懿帆 Rep 1, 4, 6, 9 Pre-2003 2004-12
Johnny Yik Ming Sum 岑翊銘 RO 1 Pre-2003 2004-09
Wai Yan Tang 鄧惠因 Rep 4, 6, 9 Pre-2003 2004-07
Ben Ching Kit Cheung 張政傑 Rep 1, 4 2004-02 2004-05
Andy Ka Keung Cheung 張家強 Rep 1 2003-09 2004-03
Ronald Kwok Chien To 杜國鍵 Rep 1, 4, 6, 9 Pre-2003 2003-11
Kwok Leung Wong 黃國良 Rep 1, 4, 6, 9 Pre-2003 2003-10
Wai Kit Cheung 張偉傑 Rep 1, 4, 6, 9 Pre-2003 2003-10
Stanley Siu Leung Hui 許兆良 Rep 1, 4, 6, 9 Pre-2003 2003-08
Eva Man Fong Goddard Lui 呂敏芳 Rep 1, 4, 6, 9 Pre-2003 2003-07
Marcus Chik Shun Lam 林植信 Rep 4, 6, 9 Pre-2003 2003-07
Chung Wai Lui 雷重威 Rep 1, 4, 6, 9 Pre-2003 2003-06
Kin Tung To 陶建東 Rep 1, 4, 6, 9 Pre-2003 2003-04
Tak Kuen Law 羅德權 Rep 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–100 of 100

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