John Wah Ng
伍華安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Wah Ng (伍華安), a licensed former licensee with CE reference AEG183. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-25 | 2024-07-11 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-25 | 2024-07-11 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-19 | 2020-09-25 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-26 | 2020-09-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-23 | 2011-08-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-14 | 2011-08-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-10 | 2011-08-01 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-10 | 2007-11-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-28 | 2007-09-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-28 | 2007-09-27 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-05 | 2006-01-21 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-05 | 2006-01-21 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-25 | 2005-05-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |