John Wai Tung Lo
盧衛東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Wai Tung Lo (盧衛東), a licensed Representative with CE reference ABM507. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.7 years of SFC licence history. Total licence records on file: 31.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-26 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-29 | 2025-02-12 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-22 | 2021-08-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-28 | 2020-08-27 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-12 | 2018-12-28 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-12 | 2020-08-27 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-30 | 2018-10-12 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-27 | 2018-10-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-27 | 2011-09-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-09-27 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-19 | 2010-09-27 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-19 | 2010-09-27 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-19 | 2010-09-27 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-06-02 | 2010-07-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-06-25 | 2010-07-06 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-24 | 2010-06-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-06 | 2009-06-25 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 - Dealing in securities | 2006-11-14 | 2009-04-29 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-14 | 2009-04-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-02 | 2006-11-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-26 | 2006-05-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-19 | 2006-04-26 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-03 | 2005-09-06 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-23 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-23 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Wai Tung Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.