Kam Ming Wong
王錦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming Wong (王錦明), a licensed former licensee with CE reference AFP503. This person has 19.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2022-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-07-02 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-18 | 2009-07-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-30 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-04-09 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-23 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.