Alice Wai Yan Lau

柳蕙恩
CE No. AME575 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Wai Yan Lau (柳蕙恩), a licensed former licensee with CE reference AME575. This person has 1.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
SBI China Capital Securities Limited
軟庫中華金融證券有限公司
Rep Type 1 - Dealing in securities 2005-07-04 2006-10-09
SBI China Capital Commodities Limited
軟庫中華金融期貨有限公司
Rep Type 2 - Dealing in futures contracts 2005-07-04 2006-10-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alice Wai Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Eric Yiu Fong Lui SBI China Capital Commodities Limited 2005–2006
David Yam SBI China Capital Commodities Limited 2005–2006
Keith Hon Kit Chau SBI China Capital Securities Limited 2005–2006
Shun To Chau SBI China Capital Commodities Limited 2005–2006
Godwin Kwok Shing Chu SBI China Capital Commodities Limited 2005–2006
Chi Wah Lee SBI China Capital Commodities Limited 2005–2006
Joseph Yan Po Wong SBI China Capital Commodities Limited 2005–2006
Tai Pui Cheng SBI China Capital Commodities Limited 2005–2006
Ping Chuen Sze-To SBI China Capital Commodities Limited 2005–2006
King Chuen Szeto SBI China Capital Commodities Limited 2005–2006
Peng Tiong Tong SBI China Capital Commodities Limited 2005–2006
Alex Mang Chung Wong SBI China Capital Commodities Limited 2005–2006
Chi Yan Wong SBI China Capital Commodities Limited 2005–2006
Shelly Sean Singhal SBI China Capital Commodities Limited 2005–2006
Stephen William John Clemenson SBI China Capital Securities Limited 2005–2006
John Wah Ng SBI China Capital Commodities Limited 2005–2006
Edmond Eng SBI China Capital Commodities Limited 2005–2006
Kenneth Kin Chung Lai SBI China Capital Commodities Limited 2005–2006
Eddie Hua-Ti Weng SBI China Capital Securities Limited 2005–2006
Matthew Terrance Mc Govern SBI China Capital Commodities Limited 2005–2006
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