Fei Fei Shum
沈菲菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei Fei Shum (沈菲菲), CE reference ALR570. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2023-01-04 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 |
RO | Type 9 — Asset management | 2018-07-17 | 2023-01-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2011-02-15 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2011-02-15 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-22 | 2011-02-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2010-06-10 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2008-12-29 | 2009-05-08 |
| Ramius Asia Ltd. | Rep | Type 9 — Asset management | 2006-11-07 | 2008-12-08 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-06 | 2006-07-21 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-02-02 | 2005-11-14 |