Karen Kam Yan Lau
劉錦欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kam Yan Lau (劉錦欣), a licensed former licensee with CE reference ASU268. This person has 9.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2018-08-07 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-01 | 2011-09-30 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-04 | 2011-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kam Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.