Karen Kam Yan Lau
劉錦欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kam Yan Lau (劉錦欣), a licensed former licensee with CE reference ASU268. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2018-08-07 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2011-09-30 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2011-02-19 |