Lee Katherine Miller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Katherine Miller ( ), a licensed former licensee with CE reference AQS445. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2009-04-15 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-27 | 2009-04-15 |