Peng Tiong Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Tiong Tong, a licensed former licensee with CE reference AHZ636. This person has 3.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
RO | Type 9 - Asset management | 2005-02-17 | 2006-11-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-07-23 | 2006-11-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 - Asset management | 2004-07-23 | 2006-11-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-23 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-11-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-14 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-14 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-17 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Tiong Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.