Asser Kwok Keung Li
李國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asser Kwok Keung Li (李國強), a licensed former licensee with CE reference AAG495. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-03-31 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-03-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-25 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-25 |