Ronald Kwok Chien To
杜國鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Kwok Chien To (杜國鍵), a licensed former licensee with CE reference AEN382. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beyond Hong Kong Limited |
RO | Type 9 — Asset management | 2023-02-02 | 2023-09-30 |
| Beyond Hong Kong Limited |
Rep | Type 9 — Asset management | 2022-11-29 | 2023-02-02 |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-13 | 2022-05-31 |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 9 — Asset management | 2019-12-13 | 2022-05-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-06 | 2018-11-07 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-07 | 2018-11-07 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 — Asset management | 2017-02-10 | 2018-11-07 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2015-02-04 | 2016-08-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-19 | 2014-11-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-29 | 2014-11-07 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2012-09-03 | 2014-11-07 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-19 | 2012-09-03 |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-13 | 2011-12-31 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-02-15 | 2007-03-17 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | 2006-06-13 | 2007-01-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2006-06-13 | 2007-01-01 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2006-06-13 | 2007-01-01 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2005-05-04 | 2007-01-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Napa Global Limited |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Napa Global Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |
| Napa Global Limited |
Rep | Type 9 — Asset management | present | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |