Ronald Kwok Chien To
杜國鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Kwok Chien To (杜國鍵), a licensed former licensee with CE reference AEN382. This person has 15.8 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beyond Hong Kong Limited | RO | Type 9 - Asset management | 2023-02-02 | 2023-09-30 |
| Beyond Hong Kong Limited | Rep | Type 9 - Asset management | 2022-11-29 | 2023-02-02 |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-13 | 2022-05-31 |
| Aetherium Capital Partners Limited 煊通資本管理有限公司 |
RO | Type 9 - Asset management | 2019-12-13 | 2022-05-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-06 | 2018-11-07 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-07 | 2018-11-07 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 - Asset management | 2017-02-10 | 2018-11-07 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 - Asset management | 2015-02-04 | 2016-08-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-19 | 2014-11-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-29 | 2014-11-07 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2012-09-03 | 2014-11-07 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-19 | 2012-09-03 |
| Imperial Dragon Asset Management Limited 中國皇龍資產管理有限公司 |
RO | Type 9 - Asset management | 2007-08-13 | 2011-12-31 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-02-15 | 2007-03-17 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| Sinochem Kingsway Asset Management Limited | RO | Type 6 - Advising on corporate finance | 2006-11-06 | 2007-01-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2006-06-13 | 2007-01-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2006-06-13 | 2007-01-01 |
| Sinochem Kingsway Asset Management Limited | RO | Type 9 - Asset management | 2006-06-13 | 2007-01-01 |
| Kingsway SBF Investment Management Company Limited | RO | Type 9 - Asset management | 2005-05-04 | 2007-01-01 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Napa Global Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Napa Global Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-10 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
| Napa Global Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Kwok Chien To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.