Kin Pan Yeung
楊健斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pan Yeung (楊健斌), a licensed former licensee with CE reference AOI865. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elstone Asset Management Limited 千里碩資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-04 | 2025-03-07 |
| Elstone Asset Management Limited 千里碩資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-05 | 2024-09-04 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-31 | 2026-02-13 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-17 | 2021-05-31 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-28 | 2026-02-13 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2019-10-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-02 | 2019-09-02 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2019-05-02 | 2019-09-02 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-23 | 2019-09-02 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-27 | 2015-09-23 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-27 | 2011-09-30 |